Practical Guide to Section 16 Reporting and Compliance

Rely on the expertise of 15 securities professionals for everything you need to know & do under the Section 16 rules. Compliance is easy with this convenient manual to guide you step-by-step through every phase of the Section 16 reporting scheme. You'll find detailed answers to such questions as: Must a plan be "tax qualified" to take advantage of Rule 16b-3? Is shareholder approval required to exempt plan transactions? What is a non-employee director for purposes of the rules? What is a "discretionary transaction" under the rules? Is it possible to "mix & match" exemptions? Are any of the pre-1991 Section 16 rules still in effect? The GUIDE also supplies such helpful materials as: Forms 3, 4, & 5 filled out under more than 25 different scenarios An abundance of examples illustrating the effect of the rules The full text of revised Section 16 & relevant SEC adoptive releases A detailed compliance timetable to assist in planning & meeting deadlines.Goodman, Amy L. is the author of 'Practical Guide to Section 16 Reporting and Compliance' with ISBN 9780136899365 and ISBN 0136899366.