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9781402405419

Broker-Dealer Regulation

Broker-Dealer Regulation

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Product details

  • ISBN-13: 9781402405419
  • ISBN: 1402405413
  • Publication Date: 2007
  • Publisher: Practising Law Institute

AUTHOR

Kirsch, Clifford E.

SUMMARY

Broker-Dealer Regulation can ensure you stay up to speed with the many new regulations coming your way and gain a solid, working grasp of today's standards. This essential, accessible reference will show you how FINRA, the newly created single regulatory organization, will continue to develop a single set of securities rules and how that will affect your work.Kirsch, Clifford E. is the author of 'Broker-Dealer Regulation', published 2007 under ISBN 9781402405419 and ISBN 1402405413.

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